Looking After Your Interests

The Compliance Manager plays an important part in the provision of the outstanding level of service that our advisers deliver to clients. His main responsibilities are compliance auditing of advice together with the training and supervision of these advisers. Essentially, he is there to ensure that clients receive the most suitable advice and that the advisers have the knowledge and skills to provide it. He is also the main link between this company and the regulatory authorities.

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Key Investor Information



Information Documents

Client Agreement


Privacy Notice


PSA (Financial Services) Ltd

1 The Parade, Needham Avenue, Glen Parva, Leicester, LE2 9JW

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PSA (Financial Services) Ltd is authorised and regulated by the Financial Conduct Authority 231108

PSA (Financial Services) Ltd is registered in England and Wales company number 3934365

Paul Smith Associates is a trading name of PSA (Financial Services) Ltd

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