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The Compliance Manager plays an important part in the provision of the outstanding level of service that our advisers deliver to clients. His main responsibilities are compliance auditing of advice together with the training and supervision of these advisers. Essentially, he is there to ensure that clients receive the most suitable advice and that the advisers have the knowledge and skills to provide it. He is also the main link between this company and the regulatory authorities.
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Paul Smyth, Compliance Manager
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